Regtech has taken almost everything except the compliance and regulatory market by storm.

“Highly effective and inexpensive compliance efforts” — is this a pipe dream?

The Digital Age has brought enhancement after enhancement, transforming and driving an abundance of cutting edge technology in every industry from biological sciences to financial services.

Compliance within financial services has felt like the forgotten child of this global update. And in all honesty, the traditional broker-dealer model — supported by low tech and no tech processes — has served the needs and interests of many up until this point, so why adapt now?

With this said, it is of utmost necessity to recognize compliance’s evolution in developing risk programs that have already begun to meet future technology requirements and needs.

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